MoCRA Compliance Checklist for Small Cosmetics Businesses (2026)

Let’s understand your obligations

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Last updated: June 2026 · Always verify current requirements at FDA.gov.

Two quick questions to determine which MoCRA requirements apply to your business. Your answers affect the Required vs. Recommended labels throughout the checklist.

1. What were your average annual US cosmetics sales over the last 3 years?

Count only US gross sales of cosmetic products, averaged across the last 3 calendar years. Exclude non-cosmetic products and international sales.

2. Do you make any of these product types?

Part A — Remove the small business exemption regardless of revenue:

Part B — Don’t affect your exemption but require extra safety documentation:

Are you a contract manufacturer?

Under MoCRA, obligations are shared between the Responsible Person (the brand whose name is on the label) and the contract manufacturer (the facility doing the making).

  • Facility registration (Form FDA 5066) must be filed by the manufacturer — even if you only make for other brands.
  • Product listing (Form FDA 5067) is the brand owner’s responsibility, but you may need to provide them facility and ingredient information.
  • Adverse event reporting applies to whoever receives the consumer report — typically the brand.
  • GMP and safety substantiation are shared obligations. Your facility must comply with GMP. The brand is responsible for product safety documentation.

If you are both the manufacturer and the brand owner (your name is on the label), all obligations apply to you directly. This checklist assumes that scenario.

Step 2 of 10

Small Business Status

ⓘ Informational — applies to all businesses

Understanding your exemption status is the starting point. Even exempt businesses have obligations — knowing exactly which ones prevents gaps.

Small Business Status checklist items

Step 3 of 10

Facility Registration

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Establishments manufacturing cosmetics for US distribution are required to register with FDA via Form FDA 5066 and renew every two years. Small businesses with average annual US cosmetics sales under $1M are permanently exempt from this requirement — unless they make eye area cosmetics or injectables.

⚠ What’s at stake
Unregistered facilities are subject to FDA Warning Letters, import alerts, and potential injunctions under MoCRA §607. Registration deadlines for existing facilities have passed — if you exceed the $1M threshold or make high-risk products, you are currently out of compliance and should register immediately.
Tip No fees are required to register. The process is free through the FDA Cosmetics Direct portal.
Multiple facilities If you manufacture cosmetics in more than one physical location, each facility must be registered separately with its own FEI number. A single brand with two manufacturing locations needs two registrations.
Facility Registration checklist items

Step 4 of 10

Product Listing

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The Responsible Person — whoever’s name is on the product label — must list every marketed cosmetic product with FDA via Form FDA 5067, updated or confirmed at least annually. Small businesses with average annual US cosmetics sales under $1M are permanently exempt from this requirement — unless they make eye area cosmetics or injectables.

⚠ What’s at stake
Unlisted products may be subject to FDA enforcement actions including Warning Letters and product seizure. Like facility registration, product listing deadlines have passed. If you are not exempt and have unlisted products on the market, each product is a separate compliance gap.
Tip If your brand name is on the label, you are the Responsible Person — even if a contract manufacturer made the product. The compliance obligation follows the label.
What if I use a contract manufacturer?
If a contract manufacturer makes your products under your brand name, you are the Responsible Person — product listing (Form FDA 5067) is your obligation, not theirs. Your contract manufacturer is responsible for facility registration (Form FDA 5066) under their own name and FEI number. You may need to request their FEI number to include in your product listing submission. If both you and your contract manufacturer sell under separate brands, you each have your own listing obligations.
Product Listing checklist items

Step 5 of 10

Safety Substantiation

● Required — applies to all businesses

You must be able to demonstrate that each product is safe. This does not require clinical trials. It requires organized documentation showing your ingredients are safe at the concentrations you use them.

⚠ What’s at stake
Under MoCRA §606, a cosmetic is considered unsafe and adulterated if it is not adequately substantiated for safety. FDA can issue Warning Letters, demand product recalls, or seek injunctions. There is no small business exemption for safety substantiation — it applies to all cosmetics manufacturers regardless of size or revenue.
Tip FDA’s January 2026 draft guidance suggested that records access during inspection may include safety documentation — though draft guidance is not legally binding until finalized. Monitor FDA.gov for the final rule. Organized documentation is not optional — it is the compliance.
Safety Substantiation checklist items

Step 6 of 10

Labeling

● Required — applies to all businesses

Your product labels must meet FDA requirements under MoCRA and existing cosmetic labeling law. Drug claims on labels are the most common mistake — they reclassify your product and trigger a much stricter regulatory framework.

⚠ What’s at stake
Mislabeled products can be seized under the FD&C Act as misbranded. A product bearing a drug claim becomes subject to the OTC drug framework — a significantly more burdensome regulatory pathway. Missing the Responsible Person contact address (required since 2023) is a straightforward violation FDA has already cited in Warning Letters.
Pending rule: FDA’s fragrance allergen labeling rule is not yet finalized as of June 2026. When it takes effect, many products will require label updates. Monitor FDA.gov for the final rule.
Tip Claiming your moisturizer “repairs the skin barrier” or “treats eczema” is not a marketing choice — it is a drug claim under FDA rules. If any product label makes a therapeutic claim, consult a regulatory attorney.
Who is the “Responsible Person”? Under MoCRA, the Responsible Person is the manufacturer, packer, or distributor whose name appears on the product label — typically the brand owner, not the contract manufacturer. If you brand the product and put your name on the label, you are the Responsible Person, even if someone else makes it for you. This entity must register the facility, list the product with FDA, and maintain adverse event records.
Labeling checklist items

Step 7 of 10

Adverse Event Reporting

● Required — applies to all businesses

If a customer reports a serious adverse event linked to your product, you must report it to FDA within 15 business days. There is no small business exemption for this requirement.

⚠ What’s at stake
Failure to report a serious adverse event within 15 business days is a prohibited act under MoCRA §605 and subject to civil penalties. This applies to every cosmetics manufacturer regardless of revenue. Failing to maintain adverse event records is a separate violation. If your product is linked to a serious event and you haven’t reported it, FDA can take enforcement action at any time.
FDA definition: serious adverse event Death, a life-threatening experience, inpatient hospitalization, persistent or significant disability or incapacity, congenital anomaly or birth defect, infection, significant disfigurement (serious or persistent rashes, second or third degree burns, hair loss, or persistent or significant alteration of appearance), or any event requiring medical intervention to prevent these outcomes.
Adverse Event Reporting checklist items

Step 8 of 10

GMP Preparation

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Good Manufacturing Practice documentation is the foundation of MoCRA compliance. Even before the final rule, building these habits protects your customers, positions you for growth into wholesale and retail, and prevents costly reformulation and repackaging later. Even with extended grace periods, early compliance is the lower-risk path.

Pending rule — act now anyway: As of June 2026, FDA has not published its final GMP rule for cosmetics. Once finalized, most cosmetics businesses will have 2 years to comply. Small businesses (under $1M average annual sales) receive an additional 3-year grace period — meaning up to 5 years total after the rule is finalized. However, FDA has already issued Warning Letters based on GMP principles, signaling active enforcement intent before the rule is final. Building GMP-compliant habits now protects your business regardless of the grace period timeline. Monitor FDA.gov for the final rule publication date.
GMP Preparation checklist items

Step 9 of 10

Record Retention

● Required — applies to all businesses

FDA’s 2026 draft guidance indicated that it may access your records during inspection — including manufacturing records, ingredient receipt records, distribution records, complaint records, and safety substantiation. Draft guidance is not legally binding until finalized, but organizing records now is prudent. Records that exist but can’t be found are the same as records that don’t exist.

⚠ What’s at stake
Under MoCRA §614, FDA may access records — including formulation and safety records — during an inspection or when investigating a safety concern. If you cannot produce records on request, FDA may treat it as evidence of non-compliance even if you are otherwise doing everything right. A recall without traceability records is significantly more costly and disruptive than one with them.
Tip Spreadsheets are a compliance liability. If your records live across multiple spreadsheets, email folders, and paper notebooks, that is a gap — not a system.
Record Retention checklist items

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MoCRA requirements last reviewed: June 2026

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This tool is for informational purposes only and does not constitute legal or regulatory advice. MoCRA requirements are subject to change as FDA issues new guidance and final rules. Always verify current requirements at FDA.gov and consult a regulatory attorney for advice specific to your business.

MoCRA compliance requirements at a glance

The following is a plain-language summary of the areas covered in the checklist above. Use the interactive tool above for your personalized compliance assessment.

1. Small Business Status

Businesses with average annual US cosmetics sales under $1 million over the past 3 years may qualify for the MoCRA small business exemption. However, safety substantiation, labeling compliance, adverse event reporting, and record retention apply to all cosmetics businesses regardless of size. Businesses making eye products or injectables do not qualify for the exemption regardless of revenue.

2. Facility Registration

Establishments manufacturing cosmetics for US distribution must register with FDA via Form FDA 5066 through the FDA Cosmetics Direct portal. Registration requires an FDA Establishment Identifier (FEI) number, is free, and must be renewed every two years. Changes must be updated within 60 days. Small businesses with average annual US cosmetics sales under $1M are permanently exempt — unless they make eye area cosmetics or injectables (prolonged-contact products such as hair dye and nail treatments do not remove the exemption, but may receive additional FDA scrutiny on safety substantiation).

3. Product Listing

The Responsible Person — whoever's name appears on the product label — must list every marketed cosmetic with FDA via Form FDA 5067 through the Cosmetics Direct portal. Each listing must include the product name, label copy, and a complete INCI ingredient list with fragrances and flavors listed individually. Listings must be confirmed or updated at least once per year and within 60 days of any formula or label change. Small businesses with average annual US cosmetics sales under $1M are permanently exempt — unless they make eye area cosmetics or injectables (prolonged-contact products do not remove this exemption).

4. Safety Substantiation

All cosmetics businesses — regardless of size — must maintain documentation demonstrating that each product is safe for its intended use. Required records include Certificates of Analysis (CoAs) for raw materials, Safety Data Sheets (SDS), formulation records showing ingredient percentages, and safety support for preservatives, essential oils, and active ingredients at the concentrations used. These records must be organized and producible for an FDA inspection.

5. Labeling

Product labels must display the product name, net quantity of contents, Responsible Person contact information for adverse event reporting, and a full INCI ingredient list in descending order of predominance. Color additives must be listed individually by their FDA-accepted names (e.g., "Red 40", "Iron Oxides"). Fragrance may currently be declared collectively as "Fragrance" or "Parfum" — individual fragrance allergen disclosure is pending a final FDA rule. Labels must not include drug claims — words like "treats," "heals," or "repairs" can reclassify a cosmetic as an OTC drug under FDA rules.

6. Adverse Event Reporting

All cosmetics businesses must report serious adverse events to FDA within 15 business days of receiving a consumer report. A serious adverse event includes death, a life-threatening experience, inpatient hospitalization, significant disfigurement, or events requiring medical intervention. Follow-up reports must be submitted within 15 business days if new medical information emerges within 1 year. Records must be retained for 6 years (3 years for qualifying small businesses).

7. GMP Preparation

FDA's final cosmetics GMP rule is pending as of June 2026. However, FDA has already signaled enforcement intent via Warning Letters. Key GMP practices include maintaining a dedicated clean manufacturing space, assigning unique lot numbers to every batch, recording batch details and ingredient lots, maintaining ingredient traceability from supplier to finished product, and writing Standard Operating Procedures (SOPs) for core production processes. Small businesses receive additional lead time after the final rule is published.

8. Record Retention

MoCRA requires cosmetics businesses to retain manufacturing records, ingredient receipt records, distribution records, complaint records, and safety substantiation in an organized, retrievable format. Records must be producible for FDA inspection on request. The standard retention period is 6 years; qualifying small businesses may retain records for 3 years. Records that exist but cannot be located are treated the same as records that do not exist.

Frequently asked questions about MoCRA compliance

Common questions from small cosmetics businesses about the Modernization of Cosmetics Regulation Act. Answers are general guidance — always verify current requirements at FDA.gov.

MoCRA stands for the Modernization of Cosmetics Regulation Act of 2022. It is the most significant update to US cosmetics regulation in over 80 years, requiring facility registration, product listing, safety substantiation, adverse event reporting, and Good Manufacturing Practice (GMP) compliance for cosmetics manufacturers.

It depends on your size. Facilities manufacturing cosmetics for US distribution must register with FDA via Form FDA 5066. However, businesses with average annual US cosmetics sales under $1M are permanently exempt from facility registration — unless they manufacture restricted product types such as eye area cosmetics, injectables, or prolonged-contact products.

Businesses with average annual US cosmetics sales under $1 million over the last 3 years may qualify for the small business exemption. However, even exempt businesses must comply with safety substantiation, labeling, adverse event reporting, and record retention. Businesses making eye products or injectables do not qualify regardless of revenue.

No. Safety substantiation applies to all cosmetics businesses regardless of size. There is no small business exemption for this obligation. Every cosmetics business must maintain adequate safety documentation — including Certificates of Analysis, Safety Data Sheets, and formulation records — for every product they sell.

A serious adverse event includes death, a life-threatening experience, inpatient hospitalization, persistent or significant disability, a congenital anomaly, or a medical or surgical intervention required to prevent such outcomes. All of these events must be reported to the FDA within 15 business days of receiving the consumer report.

Serious adverse events must be reported to the FDA within 15 business days of receiving the report from a consumer. The report is submitted via FDA's AEMS Safety Reporting Portal. You must also submit a follow-up report within 15 business days if you receive new medical information about a previously reported event.

FDA facility registrations must be renewed every two years from the date of initial registration. You must also update your registration within 60 days of any changes to your facility or operations. Small businesses under $1M in average annual US cosmetics sales are permanently exempt from this requirement unless they make restricted product types.

The initial product listing deadline under MoCRA passed on July 1, 2024 for existing marketed products. The FDA Cosmetics Direct portal is open and actively accepting submissions — businesses that have not yet listed their products should do so promptly to reduce compliance risk. The Responsible Person (the company or individual whose name appears on the product label) must list every marketed cosmetic via Form FDA 5067, confirm or update listings at least once per year, and update within 60 days of any formula or label change. Listings must include a full INCI ingredient list with fragrances listed individually. Small businesses with average annual US cosmetics sales under $1M are permanently exempt from this requirement unless they make eye area cosmetics or injectables.

As of June 2026, FDA has not published its final cosmetics GMP rule. Once finalized, most businesses will have 2 years to comply. Small businesses (under $1M average annual sales) receive an additional 3-year grace period, giving them up to 5 years total after the rule is published. However, FDA has already issued Warning Letters citing GMP deficiencies well before the final rule was in place, signaling active enforcement intent. This means cosmetics businesses that ignore GMP practices are already at risk even during the grace period. Reviewing FDA’s draft GMP guidance and addressing obvious gaps now — dedicated production space, lot numbers, batch records, SOPs, ingredient traceability — is strongly recommended for all businesses regardless of size or grace period status.

Prolonged-contact products like hair dye and nail treatments do not automatically remove the small business exemption under MoCRA. However, if you sell eye area cosmetics (mascara, eyeliner, eyeshadow, lash adhesive) or any injectable product, the exemption is removed entirely regardless of your revenue. Prolonged-contact products may also receive additional FDA scrutiny on safety substantiation due to extended skin contact.

Adverse event records must be retained for 6 years. Businesses that qualify for the small business exemption may retain records for 3 years. Records must be organized and retrievable — records that exist but cannot be located are treated the same as records that do not exist.

Complete MoCRA Compliance Checklist: All Requirements by Category (2026)

Static reference version of the interactive tool above. Use the interactive checklist above for a personalized assessment based on your business profile.

Small Business Status (applies to all)

Facility Registration (required for businesses over $1M or with restricted product types)

Product Listing (required for businesses over $1M or with restricted product types)

Safety Substantiation (required for all businesses)

Labeling (required for all businesses)

Adverse Event Reporting (required for all businesses)

GMP Preparation (final rule pending; small businesses get extended lead time)

Record Retention (required for all businesses)

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